FinEvolveKG: Controlled and Attributable Prompt Evolution for Financial Knowledge Graph Construction

Abstract:Financial institutions construct knowledge graphs (KGs) from shared SEC 10-Ks to serve risk analysis, portfolio management, and investment research, whose analytical needs differ. Extraction must adapt without fragmenting shared grounding, typing, and temporal rules. Hand-authored persona prompts and fine-tuning add cost. Weight-free prompt optimization offers an alternative, but unconstrained evolution of a monolithic prompt can rewrite shared rules alongside persona guidance, obscuring changes and complicating review. We introduce FinEvolveKG, a KG-construction harness separating reusable general and persona-policy blocks and mechanically confining GEPA, a reflective prompt optimizer, to the designated block. During persona adaptation, the approved general block remains byte-stable and every optimizer edit is localized to a separately versioned persona policy. A dual objective balances generic temporal-KG quality with persona-relevant facts, motifs, and multi-hop connectivity. We evaluate five mutation scopes on ticker-disjoint 10-K splits, with three seeds for the persona-conditioned arms (v3-v5) across three personas. On the three-seed mean, the complete two-stage block-constrained workflow (v4) improves over the frozen prompt baseline (v1) by 19.4-30.9% and over the tested unconstrained full-prompt workflow (v5) by 2.2-6.4%, leading v5 on both objective components and winning all nine paired-seed comparisons with the lowest seed variance in every persona. Without further optimization, v4 also exceeds v5 across all evaluated out-of-distribution (OOD) shifts. An SME audit supports using the generated triplets as ground truth; a blinded two-SME audit favors v4 over v5 in 70.1% of contrast-enriched judgments. These results show that mechanically attributable evolution can coexist with strong empirical performance, without attributing the gains causally to the boundary. Submission history Access Paper: View PDF HTML (experimental) TeX Source Additional Features Audio Summary Current browse context: References & Citations Google Scholar Semantic Scholar Bookmark Institution arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website. Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them. Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs.